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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
NJ RA APPROVED 2012-10-01
  • NY RA
    APPROVED
    Since 2021-05-03
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

3737 Hempstead Tpke, Levittown, NY 11756 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Levittown NY 10/2012 Present
Jpmorgan Chase Bank, Na. Levittown NY 02/2008 Present
Previous Registrations
  • 2008-08-13 → 2012-10-01
    Chase Investment Services Corp.
    Levittown, NY
    Levittown, NY
    Westbury, NY
    Westbury, NY
    Plainview, NY
    Plainview, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-08-06
S63 Uniform Securities Agent State Law Examination 1996-12-20
  • S65 Uniform Investment Adviser Law Examination
    2008-08-06
  • S63 Uniform Securities Agent State Law Examination
    1996-12-20

View on SEC IAPD

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