Herbert Francis Prytherch

Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2001 → 07/2018
  Valic
  Houston, TX
• 07/2018 → 06/2020
  Unemployed
  Cocoa Beach, FL
• 06/2020 → Present
  J.W. Cole Financial, Inc.
  Tampa, FL
• 06/2020 → Present
  J.W. Cole Advisors, Inc.
  Tampa, FL

Previous Registrations

• 2001-06-05 → 2018-07-02
  Valic Financial Advisors, Inc.
  Orlando, FL
  Orlando, FL
  Melbourne, FL
  Orlando, FL

Other Businesses

(1) United HealthCare; investment related; start date 9/1/2008 - agent; activity conducted from branch - 190 McIver Lane Suite 101, Rockledge, FL 32955; sales of Medicare supplements and advantage plans; 4 hours per month, all during trading. (2) FRS Specialist; DBA; 1109 Seminole Dr, Rockledge, FL 32955 ; Financial Planning; Advisor; Sales of investment and insurance products; Start 10/3/2023; 24 hrs./mo. during trading. (3) Tax Preparation; Non investment related; 28 Yawl Dr, Cocoa Beach, FL 32931; Sole proprietor; Preparation of personal income tax returns (4) Rooted Financial Solutions; DBA; Financial and insurance sales; Investment Related; 1109 Seminole Dr, Rockledge, FL 32955 ; Financial Advisor; Start 10/15/2023; 10 hrs./mo. during trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-01-18

Other Names

• Bert Prytherch