Richard Kevin Gilbert

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2007 → 11/2018
  E*Trade Securities Llc
  Minneapolis, MN
• 01/2009 → 11/2018
  E*Trade Capital Management Llc
  Minneapolis, MN
• 11/2018 → Present
  E*Trade Securities Llc
  Bloomington, MN
• 11/2018 → Present
  E*Trade Capital Management Llc
  Bloomington, MN
• 01/2023 → Present
  Morgan Stanley
  Bloomington, MN
• 09/2023 → Present
  Morgan Stanley
  Bloomington, MN
• 09/2023 → Present
  Morgan Stanley
  Bloomington, MN

Previous Registrations

• 2009-01-08 → 2023-09-05
  Harrisdirect Llc
  Arlington, VA
  Minneapolis, MN
  Edina, MN
  Bloomington, MN

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-02-16
• S63 Uniform Securities Agent State Law Examination
  1996-03-08

Designations

• Certified Financial Planner

Other Names

• Rich Gilbert