Brian Allan Goldstein

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-07-10

NY RA
APPROVED

Since 2025-07-10

Branch Locations

Lynbrook, NY • United States

49 West 37Th Street 7Th Floor, New York, NY 10018 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cadaret, Grant & Co., Inc.	Lynbrook	NY	03/2007	07/2025
Barry V. Goldstein & Associates	Lynbrook	NY	06/2004	Present
Lpl Financial Llc	Lynbrook	NY	07/2025	Present

03/2007 → 07/2025

Cadaret, Grant & Co., Inc.

Lynbrook, NY
06/2004 → Present

Barry V. Goldstein & Associates

Lynbrook, NY
07/2025 → Present

Lpl Financial Llc

Lynbrook, NY

Previous Registrations

2021-05-04 → 2025-07-10

Cadaret, Grant & Co., Inc.

New York, NY

Lynbrook, NY

Other Businesses

1 - 07/2025 - Barry V. Goldstein & Associates LLC - Property and Casualty - Inv Related - 60 Hours/Month - 60 Hours During Trading - OBA Start Date: 06/04/2004. 2 - 07/2025 - Hewlett Lawrence Soccer Club - Coach/ Sports/ Fitness - Not Inv Related - Woodmere, NY - OBA Start Date: 07/01/2019.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1998-09-08

S63 Uniform Securities Agent State Law Examination

1998-09-08

View on SEC IAPD