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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2017-10-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cuna Brokerage Services, Inc. | Waverly | IA | 03/2011 | 01/2017 |
| Y-12 Fcu | Oak Ridge | TN | 01/2013 | Present |
| Lpl Financial, Llc | Oak Ridge | TN | 01/2017 | 10/2017 |
| Pfg Advisors | Oak Ridge | TN | 02/2017 | 10/2017 |
| Cetera Investment Advisers Llc | Oak Ridge | TN | 10/2017 | Present |
| Cetera Investment Services Llc | St. Cloud | MN | 10/2017 | Present |
1. FALL HARVEST FARMS INC, 50% OWNER WITH HUSBAND OTHER 50% OWNER, SECRETARY, ORDERING, PAYROLL, TAXES AND RUN THE STORE ON WEEKENDS, 10HRS/WK 2. BOARD MEMBER FOR SAM HOUSTON MEMORIAL ASSOCIATION, 2/HRS/WK
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-03-18 |
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