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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-02-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Plano | TX | 05/2011 | 02/2019 |
| Wells Fargo Clearing Services Llc | Dallas | TX | 02/2019 | Present |
ARLBERG MOTOR CARS LLC, INV RELATED, DALLAS, TX, 100% OWNERSHIP, START 5/6/2019, ZERO HOURS PER MONTH, ZERO DURING TRADING, HOLDS PERSONAL VEHICLE.; ARLBERG HOLDINGS LLC, INV RELATED, DALLAS, TX, 100% OWNERSHIP, START: 5/23/2019, 1 HR/MONTH, 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-24 |
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