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David Henry Brooks

First Command Advisory Services

Shalimar, FL

Fort Worth, TX

Miramar Beach, FL

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Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2023-09-28
TX RA APPROVED 2022-09-23
FL RA APPROVED 2018-08-13
  • PR RA
    APPROVED
    Since 2023-09-28
  • TX RA
    APPROVED
    Since 2022-09-23
  • FL RA
    APPROVED
    Since 2018-08-13

Branch Locations

1120 N Eglin Pkwy, Shalimar, FL 32579 • United States

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Miramar Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Financial Planning, Inc. Fort Worth TX 01/1996 Present
First Command Insurance Services, Inc Fort Worth TX 01/1996 Present
First Command Advisory Services Fort Worth TX 12/2015 Present
  • 01/1996 → Present
    First Command Financial Planning, Inc.
    Fort Worth, TX
  • 01/1996 → Present
    First Command Insurance Services, Inc
    Fort Worth, TX
  • 12/2015 → Present
    First Command Advisory Services
    Fort Worth, TX
Previous Registrations
  • 2004-04-12 → 2005-09-08
    First Command Bank
    Fort Worth, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-07-08
S63 Uniform Securities Agent State Law Examination 1996-02-15
  • S65 Uniform Investment Adviser Law Examination
    2002-07-08
  • S63 Uniform Securities Agent State Law Examination
    1996-02-15
Designations
Other Names
  • Dave Brooks

View on SEC IAPD

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Other Offices

MML INVESTORS SERVICES, LLC · SHALIMAR, FL
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CETERA INVESTMENT ADVISERS LLC · FORT WALTON BEACH, FL
WELLS FARGO CLEARING SERVICES, LLC · FORT WALTON BEACH, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FT WALTON BEACH, FL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · FORT WALTON BEACH, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FORT WALTON BEACH, FL
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