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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-10-05 |
Branch Locations
1300 Hercules Ave Ste 205, Houston, TX 77058 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Friendswood | TX | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Houston | TX | 03/2020 | Present |
Real Estate Ownership; Single Family; 47 Erickson Loop Keystone, CO 80435Condo in Keystone Colorado, ,; Not Investment-Related; 03/15/2017 / Lot/Land; 5514 S Highway 35, Alvin TX, ,; Not Investment-Related; 06/29/2018. Other Business Activities; Hay sale; Hay on my property will be cut and sold.; 5514 S Highway 35Alvin TX 77511, ,; Not Investment-Related; 09/15/2018; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-10-17 |
| S63 | Uniform Securities Agent State Law Examination | 1996-02-28 |
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