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Sandra Mary Derosa

Morgan Stanley

Palm Beach Gardens, FL

CRD 2711416

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-02-07
FL RA APPROVED 2012-07-09
  • TX RA
    APPROVED
    Since 2014-02-07
  • FL RA
    APPROVED
    Since 2012-07-09

Branch Locations

3801 Pga Boulevard Suite 700, Palm Beach Gardens, FL 33410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley North Palm Beach FL 07/2012 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-27
S63 Uniform Securities Agent State Law Examination 2004-09-17
  • S66 Uniform Combined State Law Examination
    2007-11-27
  • S63 Uniform Securities Agent State Law Examination
    2004-09-17
Other Names
  • Sandra Mary Abrams
  • Sandra M Derosa

View on SEC IAPD

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