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Karl D Houck

Charles Schwab & Co., Inc.

Noblesville, IN

Indianapolis, IN

CRD 2711146

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2018-03-26
  • IN RA
    APPROVED
    Since 2018-03-26

Branch Locations

Noblesville, IN • United States

8332 Woodfield Crossing Blvd, Indianapolis, IN 46240-2482 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Noblesville IN 11/1996 Present
Other Businesses

1) Karl and Jeanne Houck|Investment Related: No|9315 E. 191st St, Noblesville, IN, 46060, USA|rental property|Owner|11/2/2020|Less than 20 hour/month - 0 during trading hours|Owner, maintain property, collect rent. , 2) Karl and Jeanne Houck|Investment Related: No|1698 N. 10th St., Noblesville, IN, 46060, USA|rental property|owner|9/1/2021|Less than 20 hour/month - 0 during trading hours|owner, maintain property, collect rent

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-26
S63 Uniform Securities Agent State Law Examination 1997-04-10
  • S66 Uniform Combined State Law Examination
    2018-03-26
  • S63 Uniform Securities Agent State Law Examination
    1997-04-10
Other Names
  • Karl O Houck
  • Karl Duane Houck

View on SEC IAPD

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