Inactive

George Kessler Roe

Ironwood Capital Management, LLC

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Current Employers

Ironwood Capital Management, Llc

Tampa, FL • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APP_PEND_IARCE	2026-03-10

FL RA
APP_PEND_IARCE

Since 2026-03-10

Branch Locations

Tampa, FL • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ironwood Capital Management, Llc	Tampa	FL	10/2013	Present

10/2013 → Present

Ironwood Capital Management, Llc

Tampa, FL

Previous Registrations

2013-10-18 → 2025-12-31

Ironwood Capital Management, Llc

Tampa, FL
2013-05-30 → 2013-09-30

Ipi Wealth Management, Inc.

Belleair Bluffs, FL

Decatur, IL
2008-09-18 → 2013-09-03

Belleair Asset Management, Inc

Belleair Bluffs, FL
2002-11-14 → 2008-07-08

Charles Schwab & Co., Inc.

St. Petersburg, FL

St. Petersburg, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-11-06

S66 Uniform Combined State Law Examination

2002-11-06

View on SEC IAPD

More in Tampa, FL

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