Stephen Collins Owen

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2012 → Present
  Ubs Financial Services Inc
  Dallas, TX

Previous Registrations

• 2000-11-01 → 2012-01-25
  Alliancebernstein L.P.
  Dallas, TX
  Dallas, TX

Other Businesses

1) SCO Real Estate LLC / 515 Congress Avenue Austin,Texas 78701 / Other/ Other Investment in real estate / invest in real estate / Other / investor in membership units / provide capital / Start Date 11/15/2016/ 2) Texas Cowboys Alumni Association / 2110 San Jacinto Boulevard Austin,Texas 78712 / Other/ Services (Business, Professional, Support) / support and advise the current Texas Cowoys on activities as well as act as a liason between the Texas Cowboys and The University of Texas at Austin / Member of Board of Directors / / support and advise the current Texas Cowoys on activities as well as act as a liason between the Texas Cowboys and The University of Texas at Austin / Start Date 12/31/2009/ Charitable Organization / 3) American Red Cross of Dallas / 4800 Harry Hines Blvd Dallas,Texas 75235 / Other/ Services (Business, Professional, Support) / charitable work / Member of Board of Directors / / Help with Emergency Preparedness / Start Date 01/01/2011/ Charitable Organization / 4) Estate of Family Member, HarrisTexas United States-77096, Trust, Services (Business, Professional, Support), Independent Executor of the estate and independent trustee of any trust created if necessary, Manage and distribute assets of deceased family member/client, Start date-6/3/2024.

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-03-06
• S65 Uniform Investment Adviser Law Examination
  1996-03-04