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Current Employers
Mercer Global Advisors Inc.

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-11-01
TX RA APPROVED 2024-11-01
  • CO RA
    APPROVED
    Since 2024-11-01
  • TX RA
    APPROVED
    Since 2024-11-01

Branch Locations

224 Canyon Avenue Suite 110, Fort Collins, CO 80521 • United States

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Fort Collins CO 12/1995 11/2024
Chapel And Collins, Llc Fort Collins CO 07/2005 06/2018
Raymond James Financial Services Advisors Inc. Fort Collins CO 02/2009 11/2024
Navy Reserve Williamsburg VA 04/1993 Present
Collins Wealth Strategies, Inc. Fort Collins CO 03/2014 12/2018
Chapel & Collins, Llc Fort Collins CO 07/2018 11/2024
Mercer Global Advisors Inc. Fort Collins CO 11/2024 12/2025
Mercer Global Advisors Inc. Fort Collins CO 01/2026 Present
  • 12/1995 → 11/2024
    Raymond James Financial Services, Inc.
    Fort Collins, CO
  • 07/2005 → 06/2018
    Chapel And Collins, Llc
    Fort Collins, CO
  • 02/2009 → 11/2024
    Fort Collins, CO
  • 04/1993 → Present
    Navy Reserve
    Williamsburg, VA
  • 03/2014 → 12/2018
    Collins Wealth Strategies, Inc.
    Fort Collins, CO
  • 07/2018 → 11/2024
    Chapel & Collins, Llc
    Fort Collins, CO
  • 11/2024 → 12/2025
    Fort Collins, CO
  • 01/2026 → Present
    Fort Collins, CO
Previous Registrations
  • 2009-02-11 → 2024-11-07
    Denver, CO
    Saint Petersburg, FL
    Fort Collins, CO
    Fort Collins, CO
  • 2004-10-20 → 2010-10-19
    Chapel & Collins, Llc
    Fort Collins, CO
  • 1999-01-01 → 2004-10-21
    M. J. Smith And Associates
    Englewood, CO
Other Businesses

1. Baker Collins, LLC; Investment-related; 1770 Tiverton Avenue, Broomfield, CO, 80023; Rental Real Estate; Owner/Proprietor; 05/20/2020; 0-1 hrs. per month; 0-1 hrs. during trading hours; Manage real estate LLC that maintains commercial property that is rented to Mercer Advisors. 2. Navy Reserve; Not investment-related; 2000 Navy Pentagon, Washington, DC 203500-2000; Military; Rear Admiral; 04/30/1993; 20-40 hrs. per month; 5-10 hrs. during trading hours; Reserve officer in the US Navy. 3. Advisers Give Back; Investment-related; 1770 Tiverton Avenue, Broomfield, CO, 80023; Non-profit organization focused on improving financial literacy and providing pro bono financial planning services through volunteer advisors; Volunteer Advisor; 03/06/2023; 2 hrs. per month on a volunteer basis; 2 hrs. during trading hours; Provide pro bono financial planning advice and education.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-04-29
  • S63 Uniform Securities Agent State Law Examination
    1996-04-29
Designations

View on SEC IAPD

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