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1200 17Th Street Suite 2000, Denver, CO 80202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-11-01 |
| TX | RA | APPROVED | 2024-11-01 |
Branch Locations
224 Canyon Avenue Suite 110, Fort Collins, CO 80521 • United States
1200 17Th Street Suite 2000, Denver, CO 80202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Fort Collins | CO | 12/1995 | 11/2024 |
| Chapel And Collins, Llc | Fort Collins | CO | 07/2005 | 06/2018 |
| Raymond James Financial Services Advisors Inc. | Fort Collins | CO | 02/2009 | 11/2024 |
| Navy Reserve | Williamsburg | VA | 04/1993 | Present |
| Collins Wealth Strategies, Inc. | Fort Collins | CO | 03/2014 | 12/2018 |
| Chapel & Collins, Llc | Fort Collins | CO | 07/2018 | 11/2024 |
| Mercer Global Advisors Inc. | Fort Collins | CO | 11/2024 | 12/2025 |
| Mercer Global Advisors Inc. | Fort Collins | CO | 01/2026 | Present |
1. Baker Collins, LLC; Investment-related; 1770 Tiverton Avenue, Broomfield, CO, 80023; Rental Real Estate; Owner/Proprietor; 05/20/2020; 0-1 hrs. per month; 0-1 hrs. during trading hours; Manage real estate LLC that maintains commercial property that is rented to Mercer Advisors. 2. Navy Reserve; Not investment-related; 2000 Navy Pentagon, Washington, DC 203500-2000; Military; Rear Admiral; 04/30/1993; 20-40 hrs. per month; 5-10 hrs. during trading hours; Reserve officer in the US Navy. 3. Advisers Give Back; Investment-related; 1770 Tiverton Avenue, Broomfield, CO, 80023; Non-profit organization focused on improving financial literacy and providing pro bono financial planning services through volunteer advisors; Volunteer Advisor; 03/06/2023; 2 hrs. per month on a volunteer basis; 2 hrs. during trading hours; Provide pro bono financial planning advice and education.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-04-29 |
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