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28202 Cabot Rd Suite 300, Laguna Niguel, CA 92677 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-08 |
| CO | RA | APPROVED | 2026-01-08 |
| NV | RA | APPROVED | 2026-01-08 |
| MT | RA | APPROVED | 2024-01-11 |
| NC | RA | APPROVED | 2023-08-15 |
| NM | RA | APPROVED | 2021-11-18 |
| OH | RA | APPROVED | 2021-11-18 |
| AZ | RA | APPROVED | 2020-08-17 |
| TX | RA | APPROVED_RES | 2020-08-10 |
Branch Locations
28202 Cabot Rd Suite 300, Laguna Niguel, CA 92677 • United States
Redondo Beach, CA • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Rolling Hills Estates | CA | 03/2001 | 03/2019 |
| Morgan Stanley Smith Barney | Rolling Hills | CA | 06/2009 | 03/2019 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 03/2019 |
| Thomas J Wolf, Cfp | Mission Viejo | CA | 03/2019 | 12/2019 |
| Tcfg Wealth Management, Llc | Laguna Niguel | CA | 01/2020 | Present |
| Tcfg Investment Advisors, Llc | Laguna Niguel | CA | 01/2020 | Present |
| Tcfg Insurance Solutions, Llc | Laguna Niguel | CA | 01/2020 | Present |
TCFG Investment Advisors, LLC | investment-related | 1/2020 | RIA/IA Representative | 28202 Cabot Road, Ste 300, Laguna Niguel, CA 92677 | 40 hours/month | TCFG Insurance Solutions, LLC | Not investment-related | 1/2020 | Agent | 28202 Cabot Road, Ste 300, Laguna Niguel, CA 92677 | 5 hours/month |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-10-20 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-13 |
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