Laura Noel Woods

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2010 → Present
  Commonwealth Financial Network
  Waltham, MA
• 08/2010 → Present
  Addessi Financial Partners
  Lutz, FL

Previous Registrations

• 2010-06-22 → 2010-09-13
  New England Securities
  Tampa, FL
• 2007-03-22 → 2010-06-04
  Spc
  Wesley Chapel, FL
• 2007-01-17 → 2007-03-13
  Investacorp Advisory Services Inc
  Wesley Chapel, FL
• 2004-03-03 → 2006-12-31
  Vsr Financial Services, Inc.
  Wesley Chapel, FL
  Wesley Chapel, FL
  Overland Park, KS
  Tampa, FL

Other Businesses

1. FIXED INSURANCE SALES UNDER NAME ADDESSI FINANCIAL PARTNERS, CONDUCTED AT BRANCH, INVESTMENT RELATED. 2. ADDESSI FINANCIAL PARTNERS, TAX PREPARER, CONDUCTED AT BRANCH, NOT INVESTMENT RELATED. 3. NOTARY PUBLIC, CONDUCTED AT BRANCH, NOT INVESTMENT RELATED.

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-02-24
• S65 Uniform Investment Adviser Law Examination
  1996-10-08

Designations

• Certified Financial Planner

Other Names

• Laura Noel Kathary
• Laura Noel Kathary