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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2010-09-08
  • FL RA
    APPROVED
    Since 2010-09-08

Branch Locations

16524 Pointe Village Drive Suite 200, Lutz, FL 33558 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 08/2010 Present
Addessi Financial Partners Lutz FL 08/2010 Present
Previous Registrations
  • 2010-06-22 → 2010-09-13
    New England Securities
    Tampa, FL
  • 2007-03-22 → 2010-06-04
    Wesley Chapel, FL
  • 2007-01-17 → 2007-03-13
    Investacorp Advisory Services Inc
    Wesley Chapel, FL
  • 2004-03-03 → 2006-12-31
    Vsr Financial Services, Inc.
    Wesley Chapel, FL
    Wesley Chapel, FL
    Overland Park, KS
    Tampa, FL
Other Businesses

1. FIXED INSURANCE SALES UNDER NAME ADDESSI FINANCIAL PARTNERS, CONDUCTED AT BRANCH, INVESTMENT RELATED. 2. ADDESSI FINANCIAL PARTNERS, TAX PREPARER, CONDUCTED AT BRANCH, NOT INVESTMENT RELATED. 3. NOTARY PUBLIC, CONDUCTED AT BRANCH, NOT INVESTMENT RELATED.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-02-24
S65 Uniform Investment Adviser Law Examination 1996-10-08
  • S63 Uniform Securities Agent State Law Examination
    1997-02-24
  • S65 Uniform Investment Adviser Law Examination
    1996-10-08
Designations
Other Names
  • Laura Noel Kathary
  • Laura Noel Kathary

View on SEC IAPD

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