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Current Employers
Trilogy Capital, Inc.

2601 Main Street Suite 100, Irvine, CA 92614 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-03-20
MA RA APPROVED 2017-02-13
CA RA APPROVED 2015-11-23
  • TX RA
    APPROVED_RES
    Since 2019-03-20
  • MA RA
    APPROVED
    Since 2017-02-13
  • CA RA
    APPROVED
    Since 2015-11-23

Branch Locations

2601 Main Street Suite 100, Irvine, CA 92614 • United States

2601 Main Street Suite 100, Irvine, CA 92647 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation Las Flores CA 04/1999 12/2017
Trilogy Capital, Inc. Irvine CA 11/2015 Present
Lpl Financial Llc Irvine CA 11/2017 Present
Trilogy Financial Services Irvine CA 01/2012 Present
  • 04/1999 → 12/2017
    National Planning Corporation
    Las Flores, CA
  • 11/2015 → Present
    Irvine, CA
  • 11/2017 → Present
    Lpl Financial Llc
    Irvine, CA
  • 01/2012 → Present
    Trilogy Financial Services
    Irvine, CA
Previous Registrations
  • 2012-03-16 → 2017-11-29
    National Planning Corporation
    Huntington Beach, CA
    Huntington Beach, CA
    Irvine, CA
    Los Angeles, CA
Other Businesses

1. Trilogy Financial Services Inc - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Trilogy Financial Services Inc - life insurance and fixed annuities. 2. Trilogy Capital, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - 120 Hours Per Month, Chief Compliance Officer - I also provide investment advisory services through Trilogy Capital, Inc., an independent investment advisor firm. I started this business activity in 12/2015. I expect to spend approximately 120 hours per month, on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. Trilogy Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 4. 3/1999- Owner, rental properties. Landlord. Receives rental income. Not investment related. Time spent: 0 hrs/month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-01-24
S63 Uniform Securities Agent State Law Examination 1996-02-16
  • S66 Uniform Combined State Law Examination
    2012-01-24
  • S63 Uniform Securities Agent State Law Examination
    1996-02-16
Other Names
  • June Chiyun Chong

View on SEC IAPD

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