John Michael Nash

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2012 → 09/2019
  M Holdings Securities, Inc.
  Portland, OR
• 09/2012 → 09/2019
  Ecs
  Covina, CA
• 02/2013 → 09/2019
  Cetera Advisor Networks
  El Segundo, CA
• 02/2013 → 09/2019
  Sageview Advisory Group
  Woodside, CA
• 09/2019 → 11/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA
• 10/2019 → 11/2022
  Bank Of America, N.A.
  San Francisco, CA
• 11/2022 → Present
  John Nash
  Danville, CA
• 05/2023 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 06/2023 → Present
  Optim Nq, Inc.
  Danville, CA

Previous Registrations

• 2019-10-18 → 2022-11-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA
  San Francisco, CA
• 2004-09-14 → 2012-09-07
  Newport Group Securities, Inc.
  Lake Mary, FL
  Walnut Creek, CA
  Lake Mary, FL

Other Businesses

1. NAME OF OTHER BUSINESS: JOHN NASH INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: CONSULTING START DATE: 04/2023 POSITION/TITLE/RELATIONSHIP: CEO APX NUMBER OF HOURS PER WEEK: 20 APX NUMBER OF HOURS DURING TRADING HOURS: 10 BRIEF DESCRIPTION OF DUTIES: PROVIDE CONSULTING SERVICES; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 7/2023; APX NUMBER OF HOURS PER WEEK: <1; APX NUMBER OF HOURS DURING TRADING HOURS: <1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE & FIXED ANNUITIES; 3. NAME OF OTHER BUSINESS: OPTIM NQ, INC.; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 6/2023, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES & SALE & SERVICE OF FIXED INSURANCE;

Exams

• S66 Uniform Combined State Law Examination
  1999-06-25

Other Names

• J Michael Nash
• John Michael Nash
• Mike Nash
• Michael Nash
• John Nash