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Michael Kenneth Herrmann

Simplicity Wealth

Summit, NJ

Old Hickory, TN

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Current Employers
Simplicity Wealth

475 Springfield Ave. Suite #1, Summit, NJ 07901 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-08-12
AZ RA APPROVED 2023-11-17
TN RA APPROVED 2023-11-13
  • TX RA
    APPROVED_RES
    Since 2026-08-12
  • AZ RA
    APPROVED
    Since 2023-11-17
  • TN RA
    APPROVED
    Since 2023-11-13

Branch Locations

475 Springfield Ave. Suite #1, Summit, NJ 07901 • United States

Old Hickory, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vora Wealth Management Pllc Flagstaff AZ 04/2021 11/2023
Herrmann Financial Group Phoenix AZ 12/1995 Present
Simplicity Wealth Summit NJ 11/2023 Present
Previous Registrations
Other Businesses

Herrmann Financial Group and Michael Herrmann sole proprietor; Insurance Agent; Phoenix, AZ; Investment Related; sales of insurance and annuities; 160 hrs/month. Herrmann Financial Group; Investment related: Yes; PO BOX 758 Mt. Juliet Tennessee 37121 United States; Sales and Servicing of Insurance based product from multiple carriers. Life, Health, Disability, Long Term Care, Annuities, Medicare; Agent / Broker; 1995-11-30; Hours per month devoted to business during trading hours: 15; Hours per month devoted to business outside trading hours: 10; Insurance Broker; Percentage of total yearly compensation expected to be derived from the business: 75;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-03-01
S63 Uniform Securities Agent State Law Examination 1996-05-03
  • S65 Uniform Investment Adviser Law Examination
    2021-03-01
  • S63 Uniform Securities Agent State Law Examination
    1996-05-03
Other Names
  • Mike Herrmann

View on SEC IAPD

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