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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2013-02-13
TX RA APPROVED 2013-02-13
  • LA RA
    APPROVED
    Since 2013-02-13
  • TX RA
    APPROVED
    Since 2013-02-13

Branch Locations

7731 Park Avenue, Houma, LA 70364 • United States

445 North Blvd., #500 Suite 500, Baton Rouge, LA 70802 • United States

Houma, LA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Houma LA 02/2013 Present
Previous Registrations
  • 2005-06-01 → 2013-02-13
    Morgan Keegan & Company, Llc
    Mandeville, LA
    Houma, LA
    Houma, LA
  • 2002-09-18 → 2005-04-15
    Wells Fargo Investments, Llc
    Houston, TX
Other Businesses

(1)Name of Business: The Settlement Land Company, LLC Address: 210 Cheyenne Drive, Houma, LA, 70360, United States Activity Type: Agriculture/Farming Position/Title: Partner Investment Related: No Start Date: 03/01/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is a duck hunting/working agriculture farm in Arkansas that several partners and I own Current annual members will pay the LLC dues to duck hunt. We will be reinvesting any surplus funds from members into the hunting property to improve it.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-07-03
S63 Uniform Securities Agent State Law Examination 1996-04-01
  • S65 Uniform Investment Adviser Law Examination
    2001-07-03
  • S63 Uniform Securities Agent State Law Examination
    1996-04-01

View on SEC IAPD

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