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Andrew John Orton

Mcgowan Group Asset Management, Inc.

Dallas, TX

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Current Employers
Mcgowan Group Asset Management, Inc.

300 Crescent Court #1776, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2010-12-01
  • TX RA
    APPROVED
    Since 2010-12-01

Branch Locations

200 Crescent Court, #657, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Spire Securities, Llc Reston VA 08/2010 Present
Mcgowan Group Asset Management Dallas TX 07/2010 Present
  • 08/2010 → Present
    Spire Securities, Llc
    Reston, VA
  • 07/2010 → Present
    Mcgowan Group Asset Management
    Dallas, TX
Other Businesses

IAR OF MCGOWAN GROUP ASSET MANAGEMENT, AN UNAFFILIATED RIA.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-11-29
S63 Uniform Securities Agent State Law Examination 1996-05-03
  • S65 Uniform Investment Adviser Law Examination
    2010-11-29
  • S63 Uniform Securities Agent State Law Examination
    1996-05-03
Other Names
  • Andrew John Orton

View on SEC IAPD

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