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Ernst & Young Investment Advisers LLP CRD 110921
30 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Plaza Drive First Floor Suite 102, Secaucus, NJ 07094 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-09-22 |
Branch Locations
One Tampa City Center Suite 2400, Tampa, FL 33602 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tapfin/Ernst & Young Llp | Tampa | FL | 01/2011 | 06/2019 |
| Unemployed | Rockledge | FL | 07/2019 | 12/2019 |
| H&R Block Advisors | Merritt Island | FL | 01/2020 | 08/2023 |
| Tapfin/Ey | Tampa | FL | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-08-15 |
| S63 | Uniform Securities Agent State Law Examination | 1996-03-28 |
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