Thomas Maxwell Boerum

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2004 → Present
  Gwn Securities Inc.
  Palm Beach Gardens, FL

Other Businesses

LIFE INSURANCE, LTC, FIXED ANNUITY POSITION: SALES NATURE: INSURANCE INVESTMENT RELATED: YES NUMBER OF HOURS: 4 INVESTMENT RELATED HOURS: 4 START DATE: 01/15/1997 ADDRESS: 1300 VETERANS'S HWY., SUITE 210, HAUPPAUGE NY 11788 DESCRIPTION: SALES AND SERVICE RIDE FOR LIFE POSITION: Board Member NATURE: Not for Profit. ALS research and patient services. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/15/2013 ADDRESS: Stony Brook University, HSC Lv2 Room 106, Stony Brook NY 11794-8231, United States DESCRIPTION: Attend board meetings to dicuss the activities of the organization. EAC NETWORK POSITION: Board Member NATURE: Not for profit INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2007 ADDRESS: 50 Clinton St., Suite 107, Hempstead NY 11550, United States DESCRIPTION: Attend board meetings to review organization updates and offer feedback to help upper management run the day to day operations. Center for Wealth Planning, Is Investment Related, DBA, Financial Professional, 11/05/2021,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales. PARADISE 144 LLC, INVESTMENT RELATED: Is Not Investment Related, ADDRESS: "144 South Country Road, Bellport, NY, 11713, United States", NATURE: Real Estate, POSITION: Owner, START DATE: 1/27/2025, NUMBER OF HOURS: 4 hours per month, SECURITIES TRADING HOURS: 0 hours per month during trading hours, DESCRIPTION: "Owner of Paradise 144 LLC, which owns an office building that collects rent."

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-04-23
• S63 Uniform Securities Agent State Law Examination
  1996-03-28