Michael Robert Bailey

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2024-01-19
TX	RA	APPROVED_RES	2003-07-08
IL	RA	APPROVED	1997-09-22

MI RA
APPROVED

Since 2024-01-19
TX RA
APPROVED_RES

Since 2003-07-08
IL RA
APPROVED

Since 1997-09-22

Branch Locations

Hinsdale, IL • United States

One North Wacker Drive Ste 3300, Chicago, IL 60606 • United States

New Buffalo, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Chicago	IL	01/1996	Present

01/1996 → Present

Ubs Financial Services Inc.

Chicago, IL

Other Businesses

HINSDALE CENTRAL LACROSSE / 5500 S GRANT STREET HINSDALE,ILLINOIS 6-521 / PARENT ORGANIZATION FOR BOYS HIGH SCHOOL LACROSSE / MEMBER OF BOARD OF DIRECTORS / START DATE 6/5/2015

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-04-04
S63	Uniform Securities Agent State Law Examination	1996-03-27

S65 Uniform Investment Adviser Law Examination

1996-04-04
S63 Uniform Securities Agent State Law Examination

1996-03-27

Other Names

Michael R Bailey

View on SEC IAPD