David Louis Metz

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2006 → 11/2017
  National Planning Corporation
  Cape May, NJ
• 11/2017 → 02/2023
  Securities America, Inc.
  Cape May, NJ
• 11/2017 → 02/2023
  Securities America Advisors
  Cape May, NJ
• 02/2023 → 02/2023
  Lpl Financial
  Cape May, NJ
• 02/2023 → 06/2024
  Securities America, Inc.
  Cape May, NJ
• 02/2023 → 06/2024
  Securities America Advisors
  Cape May, NJ
• 06/2024 → Present
  Osaic Wealth, Inc.
  Cape May, NJ
• 06/2024 → Present
  Osaic Wealth, Inc.
  Cape May, NJ

Previous Registrations

• 2023-02-06 → 2024-06-14
  Securities America Advisors, Inc.
  Cape May, NJ
• 2023-02-01 → 2023-03-01
  Lpl Financial Llc
  Cape May, NJ
  Cape May, NJ
  San Diego, CA
• 2017-11-27 → 2023-02-02
  Securities America Advisors, Inc.
  Cape May, NJ
• 2017-06-02 → 2017-11-09
  National Planning Corporation
  South Windsor, CT
  Cape May, NJ

Other Businesses

1) 02/01/2023 - Theodore J Metz & Son LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Owner - Start Date: 10/01/1996 - 240 Hours Per Month/7.5 Hours During Securities Trading - Time Spent 100%. 2) 02/01/2023 - Theodore J Metz & Son - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 10/01/1996 - 20 Hours Per Month/3 Hours During Securities Trading - Time Spent 15%. 3) 02/01/2023 - Theodore J Metz & Son - DBA: Bill Bond Insurance Agency - Investment Related - At Reported Business Location(s) - Insurance Agency - Start Date: 10/01/1996 - 10-20 Hours Per Month/3 Hours During Securities Trading - Time Spent 15%. 4) 02/01/2023 - Native Cultures - Not Investment Related - At Reported Business Location(s) - Business Owner - Start Date: 09/04/1995 - 7 Hours Per Month/0 Hours During Securities Trading - Time Spent 3%.

Exams

• S66 Uniform Combined State Law Examination
  2017-05-22
• S63 Uniform Securities Agent State Law Examination
  1996-05-23