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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-02-14 |
| SC | RA | APPROVED | 2024-05-15 |
| DE | RA | APPROVED | 2022-11-16 |
| TX | RA | APPROVED_RES | 2022-04-04 |
| MD | RA | APPROVED | 2013-01-04 |
Branch Locations
500 East Pratt Street, Baltimore, MD 21202 • United States
307 International Circle Suite 440, Hunt Valley, MD 21030 • United States
3 Park Place 3Rd Floor, Annapolis, MD 21401 • United States
175 Montrose West Avenue, Akron, OH 44321 • United States
307 International Circle, Hunt Valley, MD 21031 • United States
20 Montchanin Road Suite 170, Greenville, DE 19807 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Baltimore | MD | 12/2012 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-04-16 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-08 |
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