David James Toth

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2019-09-25
OH	RA	APPROVED	2018-11-02

MI RA
APPROVED

Since 2019-09-25
OH RA
APPROVED

Since 2018-11-02

Branch Locations

Strongsville, OH • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Comprehensive Financial Solutions	Strongsville	OH	03/1999	Present
Signator Investors, Inc.	Nashville	TN	05/2016	11/2018
Osaic Wealth, Inc.	Strongsville	OH	11/2018	Present

03/1999 → Present

Comprehensive Financial Solutions

Strongsville, OH
05/2016 → 11/2018

Signator Investors, Inc.

Nashville, TN
11/2018 → Present

Osaic Wealth, Inc.

Strongsville, OH

Previous Registrations

2016-05-26 → 2018-11-02

Signator Investors, Inc.

Charleston, SC

Strongsville, OH

Gold River, CA

Nashville, TN
2000-01-01 → 2016-05-25

Transamerica Financial Advisors, Llc

San Diego, CA

Strongsville, OH

Philadelphia, PA

Other Businesses

1. FIXED INSURANCE AGENT POSITION: FIXED INSURANCE AGENT NATURE: S-CORP INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/1996 ADDRESS: 9325 PROSPECT ROAD, STRONGSVILLE OH 44149, United States DESCRIPTION: SELLING/MARKETING OF FIXED INSURANCE PRODUCTS 2. COMPREHENSIVE FINANCIAL SOLUTIONS, INC. POSITION: OWNER NATURE: S-CORP INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 03/01/1999 ADDRESS: 9325 PROSPECT ROAD, STRONGSVILLE OH 44149, United States DESCRIPTION: COMPREHENSIVE FINANCIAL SOLUTIONS, INC.(DBA). 9325 PROSPECT RD STRONGSVILLE OH. INVESTMENT RELATED, FINANCIAL PLANNING, OWNER/PRES, 3/1999, 160 HRS/MO. 3. SECONDARY/ALTERNATE POWER OF ATTORNEY POSITION: Secondary/Alternate Durable General Power of Attorney and Secondary/Alternate Healthcare Power of Attorney NATURE: -NA- INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2023 ADDRESS: 9325 PROSPECT ROAD, Strongsville OH 44149-1309, United States DESCRIPTION: For my parents David (stepfather) and Joyce (mother) Harrison, I am listed as secondary/alternate Durable General Power of Attorney and secondary/alternate? Healthcare Power of Attorney. My parents have named each other as the primary executors and primary POAs. I am 50% beneficiary of my parents estate with my brother.My parents are clients, as well. 4. DAVID J. TOTH - ALTERNATE EXECUTOR POSITION: ALTERNATE EXECUTOR NATURE: -NA- INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2023 ADDRESS: 9325 PROSPECT ROAD, STRONGSVILLE OH 44149, United States DESCRIPTION: My parents have named me as secondary/alternate executor of their Last Will and Testament. They have named each other as the primary executors and POAs. I am 50% beneficiary with my brother.My parents are clients, as well.