Andrew Devitt Finnegan

Current Employers

Employment History

• 02/2016 → 02/2017
  Opportunity Network
  San Francisco, CA
• 03/2017 → 05/2020
  Motif Investing
  San Mateo, CA
• 08/2020 → 01/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Mill Valley, CA
• 05/2020 → 08/2020
  Unemployed
  Tiburon, CA
• 10/2016 → 02/2017
  Global Payments Heartland
  Tiburon, CA
• 10/2020 → 01/2021
  Bank Of America N.A.
  Mill Valley, CA
• 01/2021 → 11/2021
  Click Ipo Securities Llc
  Scottsdale, AZ
• 11/2021 → 07/2022
  Charles Schwab & Co., Inc
  San Francisco, CA
• 11/2021 → 07/2022
  Charles Schwab Bank Ssb
  San Francisco, CA
• 07/2022 → 10/2022
  Unemployed
  Tiburon, CA
• 10/2022 → 12/2022
  Fidelity Investments
  Tiburon, CA
• 02/2023 → Present
  Cg Financial Services Llc
  Willmington, NC
• 01/2024 → Present
  Capital Asset Advisory Services Llc
  Wilmington, NC
• 01/2024 → Present
  Lpl Financial Llc
  Wilmington, NC
• 01/2023 → 02/2023
  Unemployed
  Carolina Beach, NC

Previous Registrations

• 2022-12-07 → 2022-12-19
  Fidelity Personal And Workplace Advisors
  Tiburon, CA
• 2021-12-17 → 2022-08-04
  Charles Schwab & Co., Inc.
  San Francisco, CA
• 2020-10-06 → 2021-01-12
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Mill Valley, CA
  New York, NY
• 2012-06-04 → 2013-07-11
  Adf Capital Management, Llc
  Tiburon, CA

Other Businesses

1)12/15/2023 - CG Financial Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 02/2016 2)01/10/2024 - Capital Asset Advisory Services, LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started: 2/13/2023 - 120 Hrs/Mo; 6 Hrs During Trading - I provide investment advisory services through Capital Asset Advisory Services, an independent investment advisor firm. I started this business activity in 02/2023. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3)01/10/2024 - Capital Asset Advisory Services DBA CG Advisory Services - Inv Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started: 2/13/2023 - 120 Hrs/mo; 6 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2020-10-02
• S63 Uniform Securities Agent State Law Examination
  2014-02-27
• S65 Uniform Investment Adviser Law Examination
  2012-05-24

Other Names

• Drew Finnegan
• Andrew Devitt Finnegan
• Andrew D Finnegan
• Andrew Finnegan