Travis Allen

Current Employers

Employment History

• 06/2007 → 12/2023
  Securities America, Inc.
  Newport Beach, CA
• 06/2007 → 12/2023
  Securities America Advisors, Inc.
  Newport Beach, CA
• 06/2001 → Present
  Travis Allen Inc. Dba Wealth Strategies Group.
  Huntington Beach, CA
• 02/2024 → Present
  Travis Allen Inc. Dba Wealth Strategies Group
  Huntington Beach, CA

Previous Registrations

• 2007-06-29 → 2023-12-20
  Securities America Advisors, Inc.
  Huntington Beach, CA
  Newport Beach, CA
• 2001-07-09 → 2007-07-03
  Brookstreet Securities Corporation
  Costa Mesa, CA

Other Businesses

1) POSITION: Insurance Agent. NATURE: Investment Related: No NUMBER OF HOURS: 1 hour per week during securities trading hours. START DATE: 06/15/2007 ADDRESS: 2901 W. Coast Highway, Suite 200, 32Newport Beach, CA 92663 DESCRIPTION: Fixed Insurance 2) the name of the other business; Travis Allen Personal CFO, Inc whether the business is investment-related; No the address of the other business; 2108 N Street Ste N, Sacramento, CA 95816 the nature of the other business; Personal CFO your position; President title, or relationship with the other business; President the start date of your relationship; 3/31/25 the approximate number of hours/month you devote to the other business; 200 the number of hours you devote to the other business during securities trading hours; 200 and briefly describe your duties relating to the other business; Advising high net worth clients on business and personal matters

Exams

• S66 Uniform Combined State Law Examination
  2001-09-08
• S63 Uniform Securities Agent State Law Examination
  1996-03-22

Designations

Other Names

• Travis Ethan Allen