Thomas A Siler Jr.

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2004-02-26
TN	RA	APPROVED	2004-01-27

TX RA
APPROVED_RES

Since 2004-02-26
TN RA
APPROVED

Since 2004-01-27

Branch Locations

Knoxville, TN • United States

800 South Gay Street Suite 2600, Knoxville, TN 37929 • United States

3102 West End Avenue Suite 500, Nashville, TN 37203-6017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Knoxville	TN	08/2000	Present

08/2000 → Present

Ubs Financial Services Inc.

Knoxville, TN

Other Businesses

Gussytruck Partners, LLC,TNUnited States,My spouse and I have purchased a short term rental property which is being held in an LLC. The property is in the state of south carolina and is being managed by a property management company, Lachicotte Vacation RentalsReal EstateShort Term Vacation rental,Monitor rental income which is less than $50,000 per year and pay expenses which is about $42,000 per year,Start date- 9/5/2025investment Yes

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-11-23
S63	Uniform Securities Agent State Law Examination	1998-11-20

S65 Uniform Investment Adviser Law Examination

1999-11-23
S63 Uniform Securities Agent State Law Examination

1998-11-20

Other Names

Tommy Siler
Thomas Allan Siler
Thomas A Siler
Thomas A Siler Jr
Thomas A Siler

View on SEC IAPD