Daniel J Bessey

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → 04/2017
  First Republic Securities Company, Llc
  Los Angeles, CA
• 04/2017 → 09/2023
  First Republic Securities Company, Llc
  Los Angeles, CA
• 04/2017 → Present
  First Republic Investment Management, Inc.
  Los Angeles, CA
• 09/2023 → Present
  J.P. Morgan Securities Llc
  Los Angeles, CA
• 10/2023 → Present
  Jpmorgan Chase Bank, N.A.
  Los Angeles, CA
• 04/2025 → Present
  Deerhill Investments Llc
  Westlake Village, CA
• 07/2025 → Present
  Deerhill Investments Llc
  Westlake Village, CA

Previous Registrations

• 2012-08-31 → 2025-03-21
  J.P. Morgan Private Wealth Advisors Llc
  San Francisco, CA
  Los Angeles, CA
• 2010-04-06 → 2012-09-11
  Morgan Stanley
  Los Angeles, CA

Other Businesses

Entity Name: Simi Valley Brewing Company Investment related: No Address: 20 W. Cochran St. Simi Valley, CA 93065 Nature of the other business: Restaurant Position/Title/Relationship: Owner/Partner Start Date: 12/05/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I am investing in a startup brewery and restaurant. I will have no operational duties. Entity Name: Deerhill Investments LLC Investment related: No Address: Private Residence Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 07/01/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: My wife and I created this LLC, to hold our investment property, in El Monte, CA. There is a property manager and I spend 0 hours per week on this business activity. Entity Name: Deerhill Investments LLC Investment related: No Address: Westlake Village, CA 91362 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 04/16/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: We created Deerhill Investments LLC to hold our investment property in El Monte CA. Entity Name: Bessey Family Trust UAD 4/25/18 Investment related: No "Address: 4128-4130 Rowland Avenue El Monte, CA 91731" Nature of the other business: Trust Position/Title/Relationship: Owner/Partner Start Date: 10/03/2002 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I own a 6-unit apartment building NAME: BLUE RIDGE PARTNERS GROUP, LLC. INVESTMENT-RELATED: NO. ADDRESS: 6253 DEERBROOK RD, OAK PARK, LA 91377 NATURE OF THE BUSINESS: REAL ESTATE. POSITION/TITLE/RELATIONSHIP: PASSIVE MEMBER. STATE DATE: 2009. NUMBER OF HOURS/MONTHS DEVOTED: 0. NUMBER OF HOURS DURING SECURITIES TRADING: 0. DESCRIPTION OF DUTIES: THE LLC OWNS RESIDENTIAL REAL ESTATE. I AM A PASSIVE MEMBER.

Exams

• S66 Uniform Combined State Law Examination
  2010-04-01
• S63 Uniform Securities Agent State Law Examination
  1996-03-07

Other Names

• Daniel John Bessey