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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2017-04-20
  • SD RA
    APPROVED
    Since 2017-04-20

Branch Locations

Sioux Falls, SD • United States

2010 S Sycamore Ave, Sioux Falls, SD 57110 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Sioux Falls SD 02/2013 Present
Pfs Investments Inc. Sioux Falls SD 06/2013 Present
Kevin Kase-Self Sioux Falls SD 04/2009 09/2017
  • 02/2013 → Present
    Primerica Financial Services
    Sioux Falls, SD
  • 06/2013 → Present
    Sioux Falls, SD
  • 04/2009 → 09/2017
    Kevin Kase-Self
    Sioux Falls, SD
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-03-30
S63 Uniform Securities Agent State Law Examination 2013-07-02
  • S65 Uniform Investment Adviser Law Examination
    2017-03-30
  • S63 Uniform Securities Agent State Law Examination
    2013-07-02

View on SEC IAPD

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