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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-16 |
| WI | RA | APPROVED | 2023-11-30 |
| IL | RA | APPROVED | 2022-03-07 |
| TX | RA | APPROVED | 2022-03-07 |
Branch Locations
30 S Wacker Dr 39Th & 40Th Fls, Chicago, IL 60606 • United States
Ellison Bay, WI • United States
Wilmette, IL • United States
Sarasota, FL • United States
1605 Main St 12Th & 14Th Fls, Sarasota, FL 34236 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Chicago | IL | 07/2013 | 03/2022 |
| Wells Fargo Clearing Services, Llc | Chicago | IL | 03/2022 | Present |
RENTAL PROPERTY, INV RELATED, SARASOTA, FL, 100% OWNERSHIP, START 5/1/2021, 2 HOURS PER MONTH, ZERO HOURS DURING TRADING. RENTAL PROPERTY; INV RELATED; SARASOTA, FL; 100% OWNERSHIP; START DATE 5/28/2024; 1 HOUR PER MONTH; 0 DURING TRADING; OWNER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-04-13 |
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