Robert Daniel Banis

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2012 → Present
  Citizens Business Bank
  Ontario, CA
• 07/2012 → Present
  Lpl Financial Llc
  Ontario, CA

Previous Registrations

• 2002-09-05 → 2009-05-29
  First American Trust
  Santa Ana, CA
• 2001-02-28 → 2002-06-11
  Strategic Advisers Llc
  Glendale, CA
• 2001-02-08 → 2002-06-11
  Fidelity Personal Trust Company, Fsb
  Glendale, CA

Other Businesses

1. 7/16/2014 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - CITIZENSTRUST INVESTMENT SERVICES - ONTARIO, CA. 2. 7/16/2014 - FINANCIAL INSTITUTION DUTY - CITIZENSTRUST WEALTH MANAGEMENT - ONTARIO, CA.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-12-21
• S63 Uniform Securities Agent State Law Examination
  1996-03-26