Robert Daniel Banis

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2017-11-15

CA RA
APPROVED

Since 2017-11-15

Branch Locations

701 N Haven Ave Suite 350, Ontario, CA 91764 • United States

973 East Badillo Street, Covina, CA 91724 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Citizens Business Bank	Ontario	CA	07/2012	Present
Lpl Financial Llc	Ontario	CA	07/2012	Present

07/2012 → Present

Citizens Business Bank

Ontario, CA
07/2012 → Present

Lpl Financial Llc

Ontario, CA

Previous Registrations

2002-09-05 → 2009-05-29

First American Trust

Santa Ana, CA
2001-02-28 → 2002-06-11

Strategic Advisers Llc

Glendale, CA
2001-02-08 → 2002-06-11

Fidelity Personal Trust Company, Fsb

Glendale, CA

Other Businesses

1. 7/16/2014 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - CITIZENSTRUST INVESTMENT SERVICES - ONTARIO, CA. 2. 7/16/2014 - FINANCIAL INSTITUTION DUTY - CITIZENSTRUST WEALTH MANAGEMENT - ONTARIO, CA.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-12-21
S63	Uniform Securities Agent State Law Examination	1996-03-26

S65 Uniform Investment Adviser Law Examination

2017-12-21
S63 Uniform Securities Agent State Law Examination

1996-03-26

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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