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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-11-20 |
| CA | RA | APPROVED | 2008-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Lincoln | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Lincoln | CA | 11/2016 | Present |
20% OWNERSHIP OF AUSTIN COMPANY INVESTORS LLC, INVESTMENT RELATED, SACRAMENTO CA, 0 HOURS PER WEEK, DUITES ARE TO ATTEND MEETINGS, START DATE 1990 GEREMIA COMPANIES, LLC; NOT INVESTMENT RELATED; SACRAMENTO,CA; 20% OWNERSHIP; MANAGING PARTNERS; OWNED BY AUSTIN COMPANY INV.; START DATE 01/01/1990; NUMBER OF HOURS PER MONTH 8; NUMBER OF HOURS DURING TRADING 0; OWNER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-04-19 |
| S63 | Uniform Securities Agent State Law Examination | 1996-03-22 |
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