Scott M. Zindler

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2012 → 06/2021
  Compass Bank
  Birmingham, AL
• 01/2012 → 06/2021
  Bbva Wealth Solutions Inc.
  Houston, TX
• 05/2013 → 06/2021
  Bbva Securities Inc.
  Houston, TX
• 01/2012 → 06/2021
  Bbva Compass Insurance Agency, Inc.
  Austin, TX
• 05/2011 → Present
  Scott Zindler
  Houston, TX
• 06/2021 → Present
  Morgan Stanley Smith Barney Llc
  Houston, TX
• 07/2021 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2012-01-09 → 2021-06-02
  Pnc Managed Account Solutions, Inc.
  Houston, TX
  Houston, TX
  Houston, TX
  Houston, TX
• 2009-05-15 → 2012-01-05
  Lpl Financial Llc
  Houston, TX
  Houston, TX
  San Diego, CA
• 2007-08-20 → 2009-06-04
  Ubs Financial Services Inc.
  Houston, TX
• 2002-08-22 → 2007-08-28
  A. G. Edwards & Sons, Inc.
  Houston, TX
  Houston, TX

Other Businesses

2. ACADEMY OF FINANCE POSITION: Advisory Board Member NATURE: The Academy of Finance curriculum covers banking and credit, financial planning, global finance, securities, insurance, accounting, and economics. The Academy of Finance curriculum and certification is validated by the Council for Economic Education. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/14/2020 ADDRESS: 14555 Fern, Houston TX 77079, United States DESCRIPTION: Serve on advisory board for the Stratford High School chapter of Academy of Finance. Help organzie functions, mentor students for interview preparation. *503250- Spring Branch Education Foundation; Investment related-No; Houston, Texas; Children/Youth; Board Member, Finance Committee, Other Committee, Other (proprietor, partner, officer, director, employee, trustee, agent); 06/2022; During business hours: 3; After business hours: 2; Business Development/Growth, Check Signing/Funds Disbursements, Accounting/Bookkeeping.

Exams

• S66 Uniform Combined State Law Examination
  2021-01-11
• S63 Uniform Securities Agent State Law Examination
  1996-03-01

Designations

• Certified Financial Planner

Other Names

• Scott Michael Zindler
• Scott Michael Zindler
• Scott M Zindler