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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-05-18
CA RA APPROVED 2002-09-06
  • TX RA
    APPROVED_RES
    Since 2020-05-18
  • CA RA
    APPROVED
    Since 2002-09-06

Branch Locations

247 N El Camino Real, Encinitas, CA 92024 • United States

1074 N El Camino Real, Encinitas, CA 92024 • United States

200 W D St, Encinitas, CA 92024 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Advisors, Llc Encinitas CA 09/2002 Present
Other Businesses

Linster Enterprises; Non-Investment Related business; Escondido, CA; This business will provide Disk Jockey/Entertainment services; Position is as Owner; Start Date - 5/2022; Approx. 3-5 hours/month; 0 hours/trading all during non-securities trading hours; I am the Owner and the DJ for this business.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-12-10
S63 Uniform Securities Agent State Law Examination 1998-12-04
  • S65 Uniform Investment Adviser Law Examination
    1998-12-10
  • S63 Uniform Securities Agent State Law Examination
    1998-12-04

View on SEC IAPD

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