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Steward David Lyman

Mwa Financial Services Inc.

Rock Island, IL

CRD 2707546

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Employer firm

Mwa Financial Services Inc. CRD 112630

$640M regulatory AUM 51 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Mwa Financial Services Inc.

1701 1St Avenue, Rock Island, IL 61201 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2004-09-22
  • IL RA
    APPROVED
    Since 2004-09-22

Branch Locations

1701 1St Avenue, Rock Island, IL 61201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Modern Woodmen Of America Rock Island IL 04/2001 Present
Mwa Financial Services, Inc. Rock Island IL 07/2001 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-12-30
S63 Uniform Securities Agent State Law Examination 1996-03-18
  • S65 Uniform Investment Adviser Law Examination
    1997-12-30
  • S63 Uniform Securities Agent State Law Examination
    1996-03-18

View on SEC IAPD

Nearby Firms

BRIDGFORD WEALTH ADVISORY, LLC
LPL FINANCIAL LLC
EDWARD JONES

Nearby Investors

SCOTT MICHAEL BRIDGFORD
MICHAEL SCOTT BRIDGFORD
KELLIE MARIE RECH

Nearby Offices

BRIDGFORD WEALTH ADVISORY, LLC · ROCK ISLAND, IL
LPL FINANCIAL LLC · ROCK ISLAND, IL
EDWARD JONES · ROCK ISLAND, IL

More in Rock Island, IL

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