William Dennis Norwood

Employer firm

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → 01/2023
  J.P. Morgan Securities Llc
  Winnetka, IL
• 01/2023 → Present
  Cwm, Llc
  Palatine, IL
• 01/2023 → Present
  Kfa Partners, Llc
  Palatine, IL
• 01/2023 → 05/2023
  Cetera Advisor Networks
  El Segundo, CA

Previous Registrations

• 2012-10-01 → 2023-01-27
  J.P. Morgan Securities Llc
  Winnetka, IL
  Glencoe, IL
  Highland Park, IL
  Glencoe, IL
  Glencoe, IL
• 2008-08-25 → 2012-10-01
  Chase Investment Services Corp.
  Glencoe, IL
  Winnetka, IL
• 2008-01-01 → 2008-08-21
  Wells Fargo Clearing Services, Llc
  Lake Forest, IL
• 2002-08-29 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Lake Forest, IL
  St. Louis, MO
  Lake Forest, IL

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-01-26
• S63 Uniform Securities Agent State Law Examination
  1996-02-24

Designations

• Certified Financial Planner

Other Names

• Dennis Norwood
• Denny Norwood