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Inactive

William Dennis Norwood

Cwm, LLC

Palatine, IL

Valparaiso, IN

Farmington Hills, MI

Omaha, NE

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Current Employers
Cwm, Llc

14600 Branch St., Omaha, NE 68154 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2023-11-21
IN RA APPROVED 2023-03-07
MI RA APPROVED 2023-03-07
IL RA APPROVED 2023-01-26
  • LA RA
    APPROVED
    Since 2023-11-21
  • IN RA
    APPROVED
    Since 2023-03-07
  • MI RA
    APPROVED
    Since 2023-03-07
  • IL RA
    APPROVED
    Since 2023-01-26

Branch Locations

220 N Smith St, Ste. 406, Palatine, IL 60067 • United States

570 Vale Park Road, Suite D, Valparaiso, IN 46385 • United States

31313 Northwestern Hwy, Ste. 122, Farmington Hills, MI 48334 • United States

14600 Branch St., Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Winnetka IL 10/2012 01/2023
Cwm, Llc Palatine IL 01/2023 Present
Kfa Partners, Llc Palatine IL 01/2023 Present
Cetera Advisor Networks El Segundo CA 01/2023 05/2023
  • 10/2012 → 01/2023
    J.P. Morgan Securities Llc
    Winnetka, IL
  • 01/2023 → Present
    Cwm, Llc
    Palatine, IL
  • 01/2023 → Present
    Kfa Partners, Llc
    Palatine, IL
  • 01/2023 → 05/2023
    Cetera Advisor Networks
    El Segundo, CA
Previous Registrations
  • 2012-10-01 → 2023-01-27
    J.P. Morgan Securities Llc
    Winnetka, IL
    Glencoe, IL
    Highland Park, IL
    Glencoe, IL
    Glencoe, IL
  • 2008-08-25 → 2012-10-01
    Chase Investment Services Corp.
    Glencoe, IL
    Winnetka, IL
  • 2008-01-01 → 2008-08-21
    Wells Fargo Clearing Services, Llc
    Lake Forest, IL
  • 2002-08-29 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Lake Forest, IL
    St. Louis, MO
    Lake Forest, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-01-26
S63 Uniform Securities Agent State Law Examination 1996-02-24
  • S65 Uniform Investment Adviser Law Examination
    1998-01-26
  • S63 Uniform Securities Agent State Law Examination
    1996-02-24
Designations
Other Names
  • Dennis Norwood
  • Denny Norwood

View on SEC IAPD

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