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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-27
TX RA APPROVED_RES 2015-07-30
NJ RA APPROVED 2010-01-28
  • NY RA
    APPROVED
    Since 2021-07-27
  • TX RA
    APPROVED_RES
    Since 2015-07-30
  • NJ RA
    APPROVED
    Since 2010-01-28

Branch Locations

510 Broadhollow Rd. Ste 209, Melville, NY 11747 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Melville NY 01/2010 Present
Previous Registrations
  • 2007-05-29 → 2010-01-27
    Plainview, NY
    Plainview, NY
    Farmingdale, NY
    Plainedge, NY
    Plainview, NY
    Plainedge, NY
    Plainview, NY
    Farmingdale, NY
  • 2004-12-06 → 2007-05-29
    Citicorp Investment Services
    Farmingdale, NY
    Farmingdale, NY
Other Businesses

THE HAMLET GROUP WEALTH MANAGEMENT LLC, INV RELATED, MELVILLE, NY, 33.33% OWNERSHIP, START 1/1/2010, 1 HOUR PER MONTH, ZERO DURING TRADING, FINET PRACTICE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-10-15
S63 Uniform Securities Agent State Law Examination 1996-03-04
  • S65 Uniform Investment Adviser Law Examination
    1997-10-15
  • S63 Uniform Securities Agent State Law Examination
    1996-03-04
Other Names
  • Al Valente

View on SEC IAPD

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