Carrie Lynn Foote

Park Avenue Securities LLC

Claim This Profile

Current Employers

Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2023-03-22

CA RA
APPROVED

Since 2023-03-22

Branch Locations

San Diego, CA • United States

10 Hudson Yards, New York, NY 10001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cuso Financial Services,Lp	San Diego	CA	11/2006	02/2023
Park Avenue Securities	New York	NY	03/2023	Present
Guardian Life Insurance	New York	NY	02/2023	Present

11/2006 → 02/2023

Cuso Financial Services,Lp

San Diego, CA
03/2023 → Present

Park Avenue Securities

New York, NY
02/2023 → Present

Guardian Life Insurance

New York, NY

Previous Registrations

2006-11-01 → 2023-02-22

Cuso Financial Services, L.P.

San Diego, CA
2005-06-15 → 2006-09-05

Commonwealth Financial Network

San Diego, CA

San Diego, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-04-12
S63	Uniform Securities Agent State Law Examination	1999-09-20

S66 Uniform Combined State Law Examination

2005-04-12
S63 Uniform Securities Agent State Law Examination

1999-09-20

Other Names

Carrie Lynn Yumibe
Carrie Lynn Yumibe
Carrie Lynn Foote
Carrie Foote

View on SEC IAPD

More in San Diego, CA

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor