William John Harvey

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1995 → Present
  The Vanguard Group, Inc.
  Charlotte, NC
• 06/2015 → 02/2020
  Myers Park Country Club
  Charlotte, NC

Previous Registrations

• 2006-01-10 → 2011-07-13
  Vanguard Advisers, Inc.
  Charlotte, NC

Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 (1) NAME OF BUSINESS: TRUSTEE FOR FAMILY MEMBER'S TRUSTS. INVESTMENT-RELATED: ADDRESS: CHARLOTTE, NC. START DATE: 07/2013 APPROXIMATE HOURS/MONTH DEVOTED TO THE BUSINESS: 1 NUMBER OF HOURS DEVOTED DURING TRADING HOURS: <1 (2) NAME OF BUSINESS: RENTAL PROPERTY INVESTMENT-RELATED: ADDRESS: CHARLOTTE, NC. POSITION: LANDLORD/OWNER START DATE: 05/2003 APPROXIMATE HOURS/MONTH DEVOTED TO THE BUSINESS: <1 NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 (3) NAME OF BUSINESS: RENTAL PROPERTY INVESTMENT-RELATED: ADDRESS: CHARLOTTE, NC. POSITION: LANDLORD/OWNER START DATE: 07/2013 APPROXIMATE HOURS/MONTH DEVOTED TO THE BUSINESS: 0 NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 (4) NAME OF BUSINESS: RENTAL PROPERTY (FARM) INVESTMENT-RELATED: ADDRESS: CHARLOTTE, NC. POSITION: LANDLORD/OWNER START DATE: 07/2013 APPROXIMATE HOURS/MONTH DEVOTED TO THE BUSINESS: 1 NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-08-05
• S63 Uniform Securities Agent State Law Examination
  1996-10-29

Designations

• Certified Financial Planner

Other Names

• Bill Harvey
• William John Harvey