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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-06-15 |
| KS | RA | APPROVED | 2015-12-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Overland Park | KS | 08/1995 | Present |
1. Kansas Notary Public; 23411 W 45th Terr Shawnee KS 66226; Notary public; 0 hours per year; not during securities trading hours; Not Investment-Related 2. Sandy Shores LLC; 21226 W 59th Terrace Shawnee KS 66218; Short term rental condo in Destin FL; Owner of Sandy Shores LLC which will operate the short term rental for 900 Gulf Shores, Destin FL; 06/14/2024; 5.00hrs/week; not during securities trading hours; Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-12-14 |
| S63 | Uniform Securities Agent State Law Examination | 2007-04-04 |
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