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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2017-11-27 |
| TX | RA | APPROVED_RES | 2017-11-21 |
Branch Locations
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
115 West Century Road Suite 145, Paramus, NJ 07652 • United States
Mahwah, NJ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Paramus | NJ | 05/2010 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Paramus | NJ | 11/2016 | 11/2017 |
| Raymond James Financial Services, Inc. | Paramus | NJ | 11/2017 | 05/2022 |
| Steward Partners Investment Advisory, Llc | Paramus | NJ | 11/2017 | Present |
| Steward Partners Global Advisory, Llc | Paramus | NJ | 04/2018 | Present |
| Steward Partners Investment Solutions, Llc | Paramus | NJ | 05/2022 | Present |
1) Steward Partners Investment Advisory Address: Paramus, NJ Nature of the Business: Independent RIA Position/Title: Advisor Investment Related:Yes Start Date: 12/06/2017 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: manage client assets and relationships 2) Steward Partners Global Advisory. Address: Paramus, NJ Nature of the Business: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 04/24/2018 Hours per month devoted to this business: 5 Hours per month devoted to this business during trading hours: 5 Description of duties: Purchase appropriate insurance policies when applicable for clients. Annuities and LTC and Life. 3)Baker - Sarama Wealth Managers. Address: Paramus, NJ Nature of the Business: Support Company/DBA (Owner) Position/Title: Support Company/DBA (Owner) Investment Related: No Start Date: 11/02/2017 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Financial Advisor. - 4 - GAVAN TECHNOLOGIES LTD; FOOD PROCESSING; MAHWAH, NJ; MEMBER; PASSIVE INVESTOR; 2022-11; 0 HRS/MO; 0 HRS DURING TRADING; INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-04-26 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-04 |
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