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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-10-05
  • TX RA
    APPROVED
    Since 2009-10-05

Branch Locations

1300 Hercules Ave Ste 205, Houston, TX 77058 • United States

Missouri City, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Friendswood TX 10/2009 03/2020
Ameriprise Financial Services, Llc Houston TX 03/2020 Present
Previous Registrations
  • 1996-05-15 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Friendswood, TX
    Houston, TX
Other Businesses

Board of Directors; Private Lounge Houston Hub; Houston AMG Private Lounge Manager; 3703 N Autrey Ct, , Missouri City, TX, 77459; Not Investment-Related; 07/17/2026; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-10-12
S63 Uniform Securities Agent State Law Examination 1996-05-14
  • S65 Uniform Investment Adviser Law Examination
    2000-10-12
  • S63 Uniform Securities Agent State Law Examination
    1996-05-14
Other Names
  • Matthew T Miller
  • Matt Miller

View on SEC IAPD

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