Michael Edward Jones

Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → 07/2023
  Gwn Securities Inc
  Palm Beach Gardens, FL
• 07/2023 → Present
  Pruco Securities Llc
  Charlotte, NC
• 07/2023 → Present
  Prudential Insurance Company Of America
  Charlotte, NC
• 11/2024 → Present
  Money Concepts Capital Corp
  Palm Beach Gardens, FL

Previous Registrations

• 2023-08-04 → 2024-11-06
  Pruco Securities, Llc.
  Charlotte, NC
• 2014-10-16 → 2023-07-18
  Gwn Securities Inc.
  Matthews, NC
  Palm Beach Gardens, FL
  Palm Beach Gardens, FL
  Charlotte, NC
  Charlotte, NC
  Charlotte, NC
• 2006-03-29 → 2010-06-04
  Van Kampen Advisors Inc
  Charlotte, NC
  Houston, TX
• 2004-07-26 → 2006-03-20
  Ameriprise Advisor Services, Inc.
  Charlotte, NC
  West Point, VA
  Burlington, NC
  Dandridge, TN
  Winston Salem, NC
  Asheville, NC
  Greenville, SC
• 2002-04-16 → 2004-07-26
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-02-02
• S63 Uniform Securities Agent State Law Examination
  1996-03-08

Designations

• Certified Financial Planner

Other Names

• Michael Edward Jones
• Michael E Jones