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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WV | RA | APPROVED | 2021-03-15 |
| TX | RA | APPROVED_RES | 2021-03-10 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance Associates, Inc. | Wheeling | WV | 01/2016 | 03/2021 |
| Lpl Financial, Llc | Wheeling | WV | 03/2021 | Present |
1. 3/10/2021 - THE MONTEVERDE GROUP, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 2/19/2010 - Time Spent 100%. 2. 3/10/2021 - LINEBACKER, INC - Investment Related - 2001 MAIN STREET SUITE 402 WHEELING WV 26003 - Business Entity For Tax/Investment Purposes Only - Started 7/1/2010 - Time Spent 10%. 3. 3/10/2021 - Agency One - Investment Related - 11200cRockville Pike, Suite 500 Rockville MD 20852 - Non-Variable Insurance - 2 Hours Per Month/1 Hours During Securities Trading - Time Spent 5% - Life, Health, Disability Income. 4. 01/29/2025- Podcast- Other - Podcast- Not INV Related- At Reported Business Location(s)- Start date 02/10/2025- 8 Hours Per Month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-03-22 |
| S63 | Uniform Securities Agent State Law Examination | 1996-03-15 |
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