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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2026-05-13 |
| NC | RA | APPROVED | 2026-05-13 |
| TX | RA | APPROVED | 2026-05-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Longbow Securities | Independence | OH | 11/2005 | 08/2017 |
| Jpmorgan Chase Bank Na | New Orleans | LA | 09/2017 | 10/2020 |
| Jpmorgan Securities, Llc | New Orleans | LA | 09/2017 | 10/2020 |
| Waypoint Direct Investments, Llc | Madisonville | LA | 04/2021 | 12/2021 |
| Empower Retirement, Llc | Madisonville | LA | 08/2023 | 02/2024 |
| Self-Employed | Madisonville | LA | 02/2026 | 04/2026 |
| Vanguard Marketing Corporation | Charlotte | NC | 04/2026 | Present |
| The Vanguard Group, Inc. | Charlotte | NC | 04/2026 | Present |
| Ncino Inc. | Madisonville | LA | 02/2024 | 08/2025 |
| Unemployed | Madisonville | LA | 08/2025 | 02/2026 |
| Unemployed | Madisonville | LA | 10/2020 | 04/2021 |
| Unemployed | Madisonville | LA | 12/2021 | 07/2023 |
| Vanguard Advisers, Inc. | Charlotte | NC | 05/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-12 |
| S63 | Uniform Securities Agent State Law Examination | 2005-12-30 |
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