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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-07-21 |
| CA | RA | APPROVED | 2007-12-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Inc. | Fresno | CA | 02/2000 | Present |
I*2226298, Entity Type: Entity For Profit, Name of OBA: Casa Cafe Soap, Address: Clovis, California, 93619, Investment Related: N, Position, Title, Association: Owner, Employee State Date: 03/03/2025, No Hours: 2 Weekly, No Hours during Trading: 0 Weekly, Duties: making natural soap
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-12 |
| S63 | Uniform Securities Agent State Law Examination | 2001-04-28 |
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