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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-04-17 |
| WA | RA | APPROVED | 2015-04-17 |
Branch Locations
1604 Hewitt Avenue Suite 601, Everett, WA 98201 • United States
Camino Island, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Everett | WA | 04/2015 | Present |
(1)YMCA OF EVERETT, 2720 ROCKEFELLER AVE,EVERETT, WA 98201; 1 HR MTHLY, NONE DURING TRADING HRS; COMMENCE DATE: 02/01/2011; ADVISORY BOARD MEMBER. (2)1.FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION 2.NAME OF OUTSIDE BUSINESS ORGANIZATION: KONSMO LITTLE LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: REDMOND, WASHINGTON 98052 NATURE OF BUSINESS: LLC, COMPENSATION FOR ACTIVITY: N POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 6/4/2013 NUMBER OF HOURS DEVOTED: 5 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: WE ARE BUILDING A HOUSE FOR MY WIFE PARENTS, BUT COULD BE SELLING IT. COULD PLAN TO BUILD ANOTHER LATER THIS YEAR. (3)FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: LITTLE'S CHILDREN LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: 101 N. SUNSET DR., CAMANO ISLAND, WASHINGTON 98282 NATURE OF BUSINESS: LLC, COMPENSATION FOR ACTIVITY: N POSITION, TITLE, ASSOCIATION: LIMITED PARTNER, START DATE OF RELATIONSHIP: 7/15/2009 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RECEIVING NON-VOTING SHARES OF LITTLE'S CHILDREN LLC, WHICH IS REAL ESTATE I*71972 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: SCHAAKE RD LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: 16020 NE 135TH ST., REDMOND, WASHINGTON 98052 NATURE OF BUSINESS: LLC, COMPENSATION FOR ACTIVITY: Y POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 4/4/2012 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OWN SOME FARM LAND WITH MY DAD, LEASE THE PROPERTY TO A LOCAL FARMER. I COLLECT RENT AND PAY A FEW EXPENSES FOR THE TWO OF US
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-05-31 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-15 |
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