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Michael Ward Anderson

Morgan Stanley

Wyomissing, PA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2011-01-26
CA RA APPROVED 2009-06-01
TX RA APPROVED_RES 2009-06-01
  • PA RA
    APPROVED
    Since 2011-01-26
  • CA RA
    APPROVED
    Since 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2009-06-01

Branch Locations

1350 Broadcasting Road Suite 100, Wyomissing, PA 19610 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Wyomissing PA 06/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2018 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Wyomissing, PA
  • 01/2018 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2008-04-11 → 2009-06-01
    Morgan Stanley & Co. Llc
    Wyomissing, PA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-04-02
S65 Uniform Investment Adviser Law Examination 1996-04-02
  • S63 Uniform Securities Agent State Law Examination
    1996-04-02
  • S65 Uniform Investment Adviser Law Examination
    1996-04-02
Other Names
  • Michael W Anderson

View on SEC IAPD

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